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Course Modules Components
FAIS - First Level RE - FSP - Key Individuals
R 750.00		 FSPs (sole proprietors) and Key Individuals
R 2,200.00		 Introduction to the FAIS Act
R 150.00
    Role of Key Individuals in terms of the FAIS Act
R 150.00
    Role of Representative in terms of the FAIS Act
R 150.00
    Services Under Supervision
R 150.00
    Implications of Section 8 and 13 of the FAIS Act
R 150.00
    Debarment of representatives
R 150.00
    Regulatory environment in which the FSP functions
R 150.00
    Obligations in the codes of conduct
R 150.00
    Oversee and manage the compliance function
R 150.00
    Management of the FSP licensing Conditions
R 150.00
    Lapsing an FSP licence
R 150.00
    Record-keeping Obligations of the FSP
R 150.00
    Manage the FSP infrastructure
R 150.00
    Auditing and Accounting Requirements
R 150.00
    The Impact of FICA on the FSP
R 150.00
    Role and power of the Ombud for Financial Service
R 150.00